> ## Documentation Index
> Fetch the complete documentation index at: https://docs.vortexiq.ai/llms.txt
> Use this file to discover all available pages before exploring further.

# Open Claims, ShipTheory

> Open Claims for ShipTheory stores. Tracked live in Vortex IQ Nerve Centre. How to read it, why it matters, and how to act on it.

**Metrics type:** [Key Metrics](/nerve-centre/overview#metrics-types-explained)  •  **Category:** [Shipping & Courier](/nerve-centre/connectors#connectors-by-type)

## At a glance

> Real-time count of carrier claims open against shipments routed via ShipTheory. Because ShipTheory is an aggregator (it does not pay claims itself), every claim sits with the **underlying sub-carrier** (Royal Mail, DPD, Evri, Parcelforce, Yodel) under that carrier's process and SLA. Resolution timelines vary materially by carrier; the card pools them.

|                                     |                                                                                                                                                                                                                                                                                                                                                                         |
| ----------------------------------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| **What it counts**                  | `COUNT(claims WHERE status IN ('open', 'pending_carrier', 'awaiting_evidence'))` against the merchant's account, pooled across every connected sub-carrier.                                                                                                                                                                                                             |
| **API endpoint**                    | `GET /claims` (ShipTheory v1 REST API). The card reads `claim_id`, `parcel_id`, `sub_carrier`, `status`, `claim_amount`, `currency`, `created_at`, `last_carrier_update_at`.                                                                                                                                                                                            |
| **Delivery success criterion**      | Not applicable, claims arise *because* delivery did not succeed (lost) or did not succeed in good condition (damaged).                                                                                                                                                                                                                                                  |
| **Sub-carrier resolution variance** | Royal Mail typically resolves within 30 calendar days (statutory). DPD averages 5 to 14 days. Evri's process can take 14 to 30 days. Parcelforce 10 to 21 days. Yodel highly variable. The card does not segment; the per-carrier audit table in [Sub-Carrier OTD Comparison](/nerve-centre/kpi-cards/ship-theory/sub-carrier-otd-comparison) gives diagnostic context. |
| **Returns / RTO**                   | RTS does not generate a claim; the parcel reverses without dispute. RTO with damage at return scan can become a claim.                                                                                                                                                                                                                                                  |
| **Currency**                        | Open count is dimensionless. Monetary exposure denominated in GBP for the UK-focused account; multi-region merchants see workspace base currency with FX at claim creation.                                                                                                                                                                                             |
| **Time window**                     | `RT` (real-time, refreshed every poll cycle).                                                                                                                                                                                                                                                                                                                           |
| **Alert trigger**                   | `>0 unresolved >7d`. The 7-day threshold is generous for fast carriers (DPD) and tight for slow ones (Evri); calibrate per workspace.                                                                                                                                                                                                                                   |
| **Roles**                           | owner, operations, finance                                                                                                                                                                                                                                                                                                                                              |

## Calculation

Calculated automatically from your ShipTheory data. See the At a glance summary above for what the metric tracks and the worked example below for a typical reading.

## Worked example

The UK home & garden merchant. Reading taken at 09:00 GMT on 12 Mar 26.

| Sub-carrier                      | Open claims | Avg age (days) | Aged >7d (alert) | Status mix         |
| -------------------------------- | ----------- | -------------- | ---------------- | ------------------ |
| Royal Mail                       | 18          | 14.2           | 16               | 12 lost, 6 damaged |
| DPD                              | 4           | 3.5            | 0                | 3 damaged, 1 lost  |
| Evri                             | 12          | 11.8           | 11               | 9 lost, 3 damaged  |
| Parcelforce                      | 3           | 6.7            | 1                | 2 damaged, 1 lost  |
| Yodel                            | 5           | 9.2            | 4                | 4 lost, 1 damaged  |
| **All sub-carriers (this card)** | **42**      | **11.4**       | **32**           |                    |

The card reads **42**; **32** are aged past 7 days. Five things to notice:

1. **Royal Mail dominates the aged queue (16 of 32) but their 30-day statutory window means most are within process.** Operationally "aged Royal Mail claim" is normal until day 30; only escalate beyond that. Set per-carrier thresholds in workspace settings to suppress noise.
2. **DPD is the benchmark.** 4 claims, all under 4 days, none aged. DPD's claims process is the cleanest in the UK mass-market mix; if their claim count is climbing relative to volume, something specific is happening on that lane.
3. **Evri at 11 aged claims is the actionable middle.** Big enough to chase, slow enough to age. Evri's claim process accepts merchant-side photo evidence and bulk submissions; consolidate aged claims into a weekly batch escalation.
4. **Lost (28 of 42) vs Damaged (14 of 42). UK pattern.** Lost claims dominate at Royal Mail and Evri (smaller-parcel networks with more handover hops). Damaged claims dominate at DPD and Parcelforce (larger parcels, more visible damage). Read [Failed Deliveries](/nerve-centre/kpi-cards/ship-theory/failed-deliveries) alongside.
5. **42 claims at average GBP 32 = GBP 1,344 outstanding.** Material for a small mid-market merchant; the financial exposure is the operative number for finance.

## Sibling cards merchants should reference together

Open claims is a queue depth; pair with these to size the impact and find the cause.

| Card                                                                                         | Why pair it with Open Claims                                        | What the combination tells you                                                          |
| -------------------------------------------------------------------------------------------- | ------------------------------------------------------------------- | --------------------------------------------------------------------------------------- |
| [Claim Value (open)](/nerve-centre/kpi-cards/ship-theory/claim-value)                        | The monetary exposure.                                              | 42 claims at GBP 15 each is operations noise; 42 at GBP 200 each is finance escalation. |
| [Sub-Carrier OTD Comparison](/nerve-centre/kpi-cards/ship-theory/sub-carrier-otd-comparison) | Identifies which sub-carrier is generating most claims.             | Carrier with high claim share + low OTD = candidate for rate-shop rule change.          |
| [Exception Rate](/nerve-centre/kpi-cards/ship-theory/exception-rate)                         | Upstream cause.                                                     | Climbing exception rate predicts a 7 to 14 day rise in open-claim count.                |
| [Failed Deliveries](/nerve-centre/kpi-cards/ship-theory/failed-deliveries)                   | Failed deliveries that never recover convert to lost-parcel claims. | Both rising = network is dropping parcels.                                              |
| [Returned to Sender](/nerve-centre/kpi-cards/ship-theory/returned-to-sender)                 | Alternative outcome.                                                | RTO and claims are mutually-exclusive paths for non-delivered parcels.                  |
| Cross-connector: [`shopify.refund_rate`](/nerve-centre/kpi-cards/shopify/refund-rate)        | Most lost-parcel claims trace back to a refund issued to customer.  | Open-claim spike typically follows refund-rate spike by 0 to 2 days.                    |
| Cross-connector: customer-support tickets                                                    | Predicts claim filings 1 to 3 days ahead.                           | Use as the leading-edge signal.                                                         |

## Reconciling against the vendor's own dashboard

**Where to look in ShipTheory's own dashboard:**

[ShipTheory Dashboard](https://app.shiptheory.com/) → **Claims**. The page lists open claims with sub-carrier, status, age, claim amount, and last-carrier-update timestamp. Closest like-for-like view: *Status: Open + Pending, All Carriers*. The portal also surfaces the carrier's claim-status webhook events for diagnosing why a claim has not moved.

**Why our number may legitimately differ from ShipTheory's portal:**

| Reason                          | Direction                    | Why                                                                                                                                                               |
| ------------------------------- | ---------------------------- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| **Status mapping**              | Either                       | ShipTheory's portal exposes `awaiting_evidence` separately; the card pools it under "open".                                                                       |
| **Real-time freshness**         | Ours can lag 5 to 15 minutes | Card polls API at workspace cadence; portal reads live.                                                                                                           |
| **Carrier-resolution webhooks** | Ours can lag                 | Royal Mail and Evri webhook resolutions sometimes lag the portal by hours. The card reflects the next poll.                                                       |
| **Statute-aged claims**         | Ours sticky                  | Claims aged past statutory window (Royal Mail 90 days, Evri 60) are usually written off; sometimes still appear "open" in the API. Finance writes off externally. |

**Cross-connector reconciliation:**

| Card                                                                 | Expected relationship                        | What causes legitimate divergence                                  |
| -------------------------------------------------------------------- | -------------------------------------------- | ------------------------------------------------------------------ |
| [`shopify.refund_rate`](/nerve-centre/kpi-cards/shopify/refund-rate) | Most claims tie back to a refund.            | Replacements instead of refunds; chargebacks routed via processor. |
| Stripe / payment-processor disputes                                  | Some carrier issues escalate to chargebacks. | Different timelines.                                               |
| Customer support tools                                               | Tickets predict claim filings.               | Tickets resolved via re-delivery never become claims.              |

***

<details>
  <summary><em>Documentation cross-reference (for agencies running multi-platform stacks)</em></summary>

  UK aggregator claims surface across multi-carrier platforms with conceptually similar definitions. The sub-carrier mix differs (UK vs EU vs AU markets).

  * [ShippyPro Open Claims](/nerve-centre/kpi-cards/shippy-pro/open-claims) (multi-carrier EU focus)
  * [Sendle Open Claims](/nerve-centre/kpi-cards/sendle/open-claims) (single-courier flat rate, in-house claims)
</details>

## Known limitations / merchant FAQs

**Why does Royal Mail take so long?**
30 calendar days is statutory before they investigate a "lost" claim. Lost-mail processing in the UK postal service goes through a defined investigation cycle that respects national service obligations. The card alert at >7 days is generic; for Royal Mail, raise to >30 days to suppress noise.

**Why does Evri's process take longer than DPD?**
Evri's distributed courier model means investigation requires contacting individual self-employed drivers (or their depot lead), which adds days. DPD operates a centralised in-house network with faster claim adjudication. Expect 2 to 3x longer cycle on Evri vs DPD.

**A claim was rejected. Why?**
Common rejection reasons. (1) Photo evidence not provided within carrier's window for damage (Royal Mail 5 days, DPD 7 days, Evri 14 days, varies). (2) Lost claim filed before statutory minimum days of "no scan". (3) Excluded item (perishables, hazardous, no-cover items per carrier list). (4) Cover exceeded (parcel value above carrier's standard cover, no extended purchased). Read the rejection note in the portal.

**My customer says delivered but parcel never arrived. Lost or fraud?**
UK pattern. File a "delivered but missing" claim through the carrier; carrier checks GPS scan vs delivery point. If GPS does not match, carrier pays out. If GPS matches but customer disputes, you choose: refund customer goodwill and absorb cost, or wait for carrier investigation (often 14 to 30 days, often inconclusive). The card flags status; resolution depends on carrier evidence.

**Can I file claims via API in bulk?**
Yes. ShipTheory's Claims API supports POST. Most operators integrate with their support tool to auto-file claims when a "lost parcel" tag is set; high-volume merchants run nightly batch jobs.

**Why is my open-claim count rising during peak?**
UK Christmas peak (mid-Nov to 23 Dec) plus January remnants. Carriers run hot, courier capacity at limit, more parcels lost or damaged. Open-claim count typically rises 50 to 100% during peak and unwinds through January and February as the queue resolves. Plan budgets accordingly.

**Industrial action, what happens to claims?**
Royal Mail strikes specifically pause claim filings (Royal Mail does not investigate during strike weeks); claim count climbs without status changes. Once strikes end, the queue clears in 4 to 8 weeks. Set workspace alerts to suppress during known strike windows.

**3PL operations, does my 3PL file claims for me?**
Some do, most do not. Ask. ShipTheory accounts attached to a 3PL warehouse may have the warehouse staff filing on the merchant's behalf via shared dashboard access; the card reflects all filings on the connected account regardless of who filed.

***

### Tracked live in Vortex IQ Nerve Centre

*Open Claims* is one of hundreds of KPI pulses Vortex IQ tracks across ShipTheory and 70+ other ecommerce connectors. Nerve Centre runs the detection layer; Vortex Mind investigates the cause when something moves; Ask Viq lets you interrogate any number in plain English.

[Start for free](https://app.vortexiq.ai/login) or [book a demo](https://www.vortexiq.ai/contact-us) to see this metric running on your own data.
